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Join the Securities Litigation and Enforcement Group on LinkedInSFO Director David Green’s Term Extended for Two More Years | Compliance Week
David Green, Director of the UK’s Serious Fraud Office, has had his contract extended by two years, through April 2018. Green is credited with leading a change in the SFO’s approach to prosecuting cases and delivering the first UK Deferred Prosecution Agreement and the first convictions under the Bribery Act 2010. via SFO Director David […]
Martin Shkreli Fights U.S. Bid to Delay SEC’s Civil Case – Bloomberg Business
The civil case, brought by the U.S. Securities and Exchange Commission, “jeopardizes Mr. Shkreli’s livelihood, reputation and future career prospects” and should move forward, his attorneys said in a court filing Thursday. The lawyer charged along with Shkreli, Evan Greebel, also asked to allow some information-sharing to proceed in the SEC’s case. via Martin Shkreli […]
Former oil trader files whistleblower suit against Carlyle – FT.com
A former oil trader has sued Carlyle Group, alleging the private equity group fired him after he warned of an “Enron-like situation” in which the founders of its commodities hedge fund hid big losses from investors. via Former oil trader files whistleblower suit against Carlyle – FT.com
Securities Docket News Wire for February 11, 2016
Get caught up with the Securities Docket News Wire for February 11, 2016.