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Browse: Home / 2016 / February / 18 / Securities Docket News Wire for February 17, 2016

Securities Docket News Wire for February 17, 2016

By Securities Docket on February 18, 2016, 8:55 am

  • N.Y. stockbrokers' trades on IBM deal tip not illegal, jurors told | Reuters https://t.co/jmTuKdLyX4 ->
  • The Growing Importance of the Dodd-Frank Whistleblower Program in Preventing Fraud | Accounting Today News https://t.co/EmONIVLU2J ->
  • SEC: Tech Company Bribed Chinese Officials — SEC Press Release https://t.co/LK6rzz6q0B ->
  • Judge Approves Class Cert. in Barclays High-Frequency Trading Securities Fraud Action | Class Action Lawsuit Defense https://t.co/ttmUEEghid ->
  • The SEC Is Actively Encouraging Whistleblowers: How Should You Respond? — K&L Gates https://t.co/DVQgjKuWkB ->
  • A Common Language to Remedy Distorted Foreign Corrupt Practices Act Enforcement Statistics by Mike Koehler :: SSRN https://t.co/NNb9c4hGvK ->
  • SEC Inspector General Report Finds No Evidence of ALJ Bias | Compliance Week https://t.co/Pj91D7qRQZ ->
  • SEC dusts off Reg AC to charge former Deutsche Bank analyst | Compliance Week https://t.co/QJuFt0CmcR ->

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