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‘Enforcement 40’ for 2020
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Roel Campos and Terence Healy Join Hughes Hubbard in Washington, D.C.
Roel Campos and Terence Healy join Hughes Hubbard & Reed from Locke Lord.
Mixed Enforcement Messages (and What’s in a Name?) | PCGC
Ms. Mehraban’s statements do little to lessen the concerns of directors and other “gatekeepers” over the SEC’s recent emphasis on bringing enforcement actions against individuals. Enforcement decisions still depend on whether the staff believes gatekeepers have behaved “unreasonably” or failed to be sufficiently proactive in the face of red flags. This is particularly alarming in […]
Securities Docket News Wire for February 22, 2016
Get caught up with the Securities Docket News Wire for February 22, 2016.
Senior SEC Official Calls Claims of Advantage at In-House Tribunal ‘Garbage’ – WSJ
A senior Securities and Exchange Commission official Friday hit back at suggestions the agency is gaining an unfair edge over defendants by sending more cases to its in-house judges, rather than to federal court. Matthew Solomon, head of the SEC’s trials unit, said claims that the agency enjoyed a home-court advantage at its in-house tribunal are “garbage.” […]