- SEC director says assuming 10% of advisers are reviewed each year is wrong — Investment News https://t.co/41qg50gBU3 ->
- Securities Suit Frequency Means Challenging D&O Insurance Market for Life Sciences Companies | The D&O Diary https://t.co/FmLCWfztBW ->
- Prosecutorial Bent Shows in SEC Accounting-Fraud Push, Ex-Official Says – Law Blog – WSJ https://t.co/oPuLYgrynQ ->
- A closer look at the SEC’s ‘Analysis and Detection Center’ | Compliance Week https://t.co/fofnBc6apc ->
- Ex-Capital One Analyst Hit With $8.8M Insider Trading Fine | The Legal Intelligencer https://t.co/N6AAB5lA62 ->
- SEC asks jurors to find New York brokers liable for insider trading | Reuters https://t.co/S0kcrvv1cf ->
