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Join the Securities Litigation and Enforcement Group on LinkedInSecurities Docket News Wire for March 28, 2016
Get caught up with the Securities Docket News Wire for March 28, 2016.
Securities Docket News Wire for March 26, 2016
Get caught up with the Securities Docket News Wire for March 26, 2016.
Utah plays shame game with “White Collar Crime Offender Registry” | Compliance Week
Utah’s “White Collar Crime Offender Registry” — its effort to identify and shame its white collar criminals — is now up and running. The Registry lists over 100 offenders in alphabetical order, including mug shot, birthday, height, weight, and “Qualifying Convictions.” via Utah plays shame game with “White Collar Crime Offender Registry” | Compliance Week
Securities Docket News Wire for March 19, 2016
Get caught up with the Securities Docket News Wire for March 19, 2016.
Hedge Fund Priest’s Trades Probed by Wall Street Cop – Bloomberg Business
A priest who sidelines as a hedge-fund manager is being investigated by U.S. regulators for possible stock manipulation, prompting scrutiny of trading skills that the cleric has described as a “gift from God,” according to people with knowledge of the matter. via Hedge Fund Priest’s Trades Probed by Wall Street Cop – Bloomberg Business
Securities Docket News Wire for March 18, 2016
Get caught up with the Securities Docket News Wire for March 18, 2016.
FBI’s Cyber Division alerts law firms to hacker threats | Compliance Week
The FBI’s Cyber Division recently issued a Private Industry Notification alerting law firms that “[i]n a recent cyber criminal forum post, a criminal actor posted an advertisement to hire a technically proficient hacker for the purposes of gaining sustained access to the networks of multiple international law firms.” The criminals are said to be seeking […]
SEC commissioner nominees Peirce and Fairfax receive Senate hearing | Compliance Week
This week — finally(!) — the Senate Banking Committee held confirmation hearings for the two people nominated to be the next SEC commissioners: Hester Peirce and Lisa Fairfax. Presently, following the 2015 departures of SEC commissioners Luis Aguilar and Daniel Gallagher, the SEC is operating with just three commissioners (Chair Mary Jo White and commissioners Michael […]
Securities Docket News Wire for March 17, 2016
Get caught up with the Securities Docket News Wire for March 17, 2016.
Securities Docket News Wire for March 16, 2016
Get caught up with the Securities Docket News Wire for March 16, 2016.