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DOJ’s Patrick Stokes promoted, Daniel Kahn named acting head of FCPA unit | Compliance Week

By Securities Docket on March 8, 2016, 5:59 pm

The current head of the DOJ’s FCPA unit, Patrick Stokes, has been named Senior Deputy Chief of the Criminal Division’s Fraud Section. Daniel S. Kahn, Assistant Chief of the FCPA unit since 2013, will now serve as Acting Head of the FCPA unit. via DOJ’s Patrick Stokes promoted, Daniel Kahn named acting head of FCPA […]

Posted in Criminal, Top | Tagged DOJ, Prosecutors

SEC cites Wells Fargo with fraud in failed Curt Schilling startup — USA TODAY

By Securities Docket on March 8, 2016, 10:05 am

The Securities and Exchange Commission said the San Francisco bank failed to disclose an important financial gap facing Schilling’s startup, 38 Studios, to bond investors who lost money in the high-profile 2012 collapse. The civil complaint, filed in Rhode Island federal court, also charges the Rhode Island Economic Development Corporation (RIEDC), a state agency, with defrauding the same […]

Posted in SEC, Top | Tagged Disclosure