‘Enforcement 40’ for 2020
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By Securities Docket on April 12, 2016, 5:27 pm
This week I tackle the issue of law firms and cyber-attacks with the publication of “Law Firms and Cybersecurity: A Comprehensive Guide For Law Firm Executive Committees,” together with an accompanying webcast entitled, “Law Firms Under Cyber-Siege — How Law Firms Can Manage Data Breach Risks and Thrive Amid Cybersecurity Solutions.” Here is an excerpt […]
By Securities Docket on April 12, 2016, 12:59 pm
Please join panelists Neil Gray, Jeff Litvak, and Clara Chin for this free webcast.
By Securities Docket on April 12, 2016, 10:45 am
Marshall S. Sprung, co-chief of the SEC Division of Enforcement’s Asset Management Unit, is leaving the agency after 13 years of service. Sprung’s co-chief, Anthony Kelly, will continue to lead the unit following Sprung’s departure later this month. via AMU co-chief Marshall Sprung announces departure from SEC | Compliance Week
By Securities Docket on April 12, 2016, 8:55 am
Get caught up with the Securities Docket News Wire for April 11, 2016.
By Securities Docket on April 12, 2016, 7:49 am
A judge in New York has allowed a civil lawsuit to proceed against Preet Bharara, the U .S. Attorney for the Southern District of New York, and others involved in an insider trading investigation. Judge William Pauley rejected most of the government’s claims seeking a dismissal of the case and gave the OK for David […]