‘Enforcement 40’ for 2020
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By Securities Docket on April 14, 2016, 3:53 pm
Point72 Asset Management CEO Steve Cohen has formed a new fund that may be able to accept outside capital. Stamford Harbor Funds will “initially invest primarily in non-public, restricted and illiquid securities,” according to an SEC filing. The document also states that Cohen indirectly owns more than 25 percent of Stamford Harbor Capital but will […]
By Securities Docket on April 14, 2016, 10:31 am
Maureen Jensen, chairman of the Ontario Securities Commission, stated this week that the OSC’s new whistleblower office is expected to receive final approval in June 2016 and begin operations in “early summer” 2016. According to The Globe and Mail, the OSC will be the first securities regulator in Canada to adopt a whistleblower program. via OSC […]