‘Enforcement 40’ for 2020
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By Securities Docket on April 20, 2016, 8:55 am
Get caught up with the Securities Docket News Wire for April 19, 2016.
By Securities Docket on April 20, 2016, 7:52 am
On September 25 2015, Brand-Rex Limited, a Scottish network cabling company, entered into a civil settlement with the Scottish Crown Office, admitting that the company had failed to prevent bribery and had received an improper benefit in violation of Section 7 of the Bribery Act 2010, which applies to the whole of the United Kingdom. […]
By Securities Docket on April 20, 2016, 7:50 am
Judging from a report released Monday, corporate compliance officers (CCOs) and in-house corporate counsel are unnerved, to say the least, about the specter of heightened scrutiny. Among 78 such people who responded to a survey by law firm DLA Piper, 80% were at least somewhat concerned about the change in tone and tactics from Washington. […]