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Browse: Home / 2016 / April / 22 / SEC Examined 50 of 650 Municipal Advisors in Fiscal 2015 | The Bond Buyer

SEC Examined 50 of 650 Municipal Advisors in Fiscal 2015 | The Bond Buyer

By Securities Docket on April 22, 2016, 8:07 am

About of 50 of the 650 registered municipal advisors were examined by the Securities and Exchange Commission’s Office of Compliance Inspections and Examinations in fiscal 2015, the office director told House subcommittee members on Thursday.

via SEC Examined 50 of 650 Municipal Advisors in Fiscal 2015 | The Bond Buyer

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