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Browse: Home / 2016 / April / 30 / 2016 SEC trial scorecard update: agency moves to 4-0 in trial verdicts | Compliance Week

2016 SEC trial scorecard update: agency moves to 4-0 in trial verdicts | Compliance Week

By Securities Docket on April 30, 2016, 11:20 am

Yesterday, the SEC continued its undefeated streak in its FY 2016 federal court trials. The SEC announced that on April 29, following a two week trial in the U.S. District Court for the Northern District of Illinois, a jury returned a verdict in favor of the SEC in its case against Stephen D. Ferrone.

via 2016 SEC trial scorecard update: agency moves to 4-0 in trial verdicts | Compliance Week

Posted in SEC, Top | Tagged Trials

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