On 24 March 2016, the Hong Kong Securities and Futures Commission (SFC) announced that it had taken disciplinary action against Mr Yuen Siu Lun by banning him from the securities industry for seven years. The disciplinary action is notable as a rare example of the SFC looking at a person’s conduct outside of a regulated activity when considering fitness and properness to remain a regulated person.
via Hong Kong SFC bans individual for conduct relating to unregulated activities — Allen & Overy
