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Browse: Home / 2016 / May / 04 / Pros vs. Joes: SEC enforcement headlines edition | Compliance Week

Pros vs. Joes: SEC enforcement headlines edition | Compliance Week

By Securities Docket on May 4, 2016, 12:10 pm

Yesterday, however, the UK’s Daily Mail weighed in on the SEC’s recent Stephen Ferrone case with a headline that shows the difference between pros like itself and the rest of us average Joes in the “click economy.”

via Pros vs. Joes: SEC enforcement headlines edition | Compliance Week

Posted in SEC, Top | Tagged Trials, UK

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