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Join the Securities Litigation and Enforcement Group on LinkedInWhat is the ‘KickAss Insider Trading Forum?’ | Compliance Week
It seems to me that if you are actually able to create an online forum of hackers and others that allows you to engage in profitable insider trading, that you might want to keep that on the “down low.” According to a recently-published interview, the “KickAss Insider Trading Forum” disagrees. via What is the ‘KickAss […]
Securities Docket News Wire for May 5, 2016
Get caught up with the Securities Docket News Wire for May 5, 2016.
Surviving a Restatement: Ten Pitfalls to Avoid | NACD Directorship Magazine
The audit committee plays an important role in navigating a restatement—from investigating errors and their origins to overseeing the restatement process. A mishandled restatement can lead to a prolonged SEC investigation, increased exposure to liability in civil litigation, loss of confidence by lenders, and potential delisting by an exchange. To survive a restatement, audit committees […]