Daily Archives: May 27, 2016, 8:55 am

Enforcement Discretion at the SEC by David T. Zaring :: SSRN

This article evaluates the SEC’s new ALJ policy both qualitatively and quantitatively, offering an in-depth perspective on how formal adjudication – the term for the sort of adjudication over which ALJs preside – works today. It argues that the suits challenging the SEC’s ALJ routing are without merit; agencies have almost absolute discretion as to who and how they prosecute,…

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