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Browse: Home / 2016 / June / 01 / The SDNY Provides Guidance on a Company’s Duty to Disclose Government Investigations | Subject to Inquiry

The SDNY Provides Guidance on a Company’s Duty to Disclose Government Investigations | Subject to Inquiry

By Securities Docket on June 1, 2016, 8:51 am

… While dismissing the complaint, the court held that “a government investigation, without more, does not trigger a generalized duty to disclose” and the defendants “did not have a duty to disclose … because the securities laws do not impose an obligation on a company to predict the outcome of investigations.  There is no duty to disclose litigation that is not ‘substantially certain to occur.’”

via The SDNY Provides Guidance on a Company’s Duty to Disclose Government Investigations | Subject to Inquiry

Posted in Criminal, SEC, Top | Tagged Disclosure

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