• Home
  • About
  • ‘Enforcement 40’ for 2020
  • Webcasts
  • Enforcement Hall of Fame
  • Contact
Securities Docket
Ankura 480x60
  • Class Actions
  • Criminal
  • Global
  • People
  • SD Insider
  • SEC
  • Video
  • Subscribe by email
  • Subscribe
Browse: Home / 2016 / June / 01 / The SDNY Provides Guidance on a Company’s Duty to Disclose Government Investigations | Subject to Inquiry

The SDNY Provides Guidance on a Company’s Duty to Disclose Government Investigations | Subject to Inquiry

By Securities Docket on June 1, 2016, 8:51 am

… While dismissing the complaint, the court held that “a government investigation, without more, does not trigger a generalized duty to disclose” and the defendants “did not have a duty to disclose … because the securities laws do not impose an obligation on a company to predict the outcome of investigations.  There is no duty to disclose litigation that is not ‘substantially certain to occur.’”

via The SDNY Provides Guidance on a Company’s Duty to Disclose Government Investigations | Subject to Inquiry

Blog Widget by LinkWithin

Posted in Criminal, SEC, Top | Tagged Disclosure

« Previous Next »

Subscribe

‘Enforcement 40’ for 2020

Ankura 260x250

Our Sponsors

Securities-Docket_260x125_14Sec Ankura 260x125

Join Us On LinkedIn

Join the Securities Litigation and Enforcement Group on LinkedIn

Archives

Copyright © 2022 Securities Docket.

Powered by WordPress and Hybrid.