‘Enforcement 40’ for 2020
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By Securities Docket on June 8, 2016, 2:48 pm
The SEC brought its latest cybersecurity case under Regulation S-P today, announcing a settled administrative proceeding against Morgan Stanley Smith Barney LLC. Morgan Stanley agreed to pay a $1 million penalty to settle the agency’s charges that it failed to protect customer data, some of which was hacked and offered for sale online. via SEC […]