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Join the Securities Litigation and Enforcement Group on LinkedInSEC Enforcement Hits Morgan Stanley for Cybersecurity Failure | Compliance Week
The SEC brought its latest cybersecurity case under Regulation S-P today, announcing a settled administrative proceeding against Morgan Stanley Smith Barney LLC. Morgan Stanley agreed to pay a $1 million penalty to settle the agency’s charges that it failed to protect customer data, some of which was hacked and offered for sale online. via SEC […]
Securities Docket News Wire for June 7, 2016
Get caught up with the Securities Docket News Wire for June 7, 2016.