Daily Archives: June 8, 2016, 2:48 pm

SEC Enforcement Hits Morgan Stanley for Cybersecurity Failure | Compliance Week

The SEC brought its latest cybersecurity case under Regulation S-P today, announcing a settled administrative proceeding against Morgan Stanley Smith Barney LLC. Morgan Stanley agreed to pay a $1 million penalty to settle the agency’s charges that it failed to protect customer data, some of which was hacked and offered for sale online. via SEC Enforcement Hits Morgan Stanley for…

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