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Browse: Home / 2016 / June / 14 / Securities Docket News Wire for June 13, 2016

Securities Docket News Wire for June 13, 2016

By Securities Docket on June 14, 2016, 8:55 am

  • U.S. court to weigh lawmakers’ immunity in trading investigations – Reuters https://t.co/tWfavrBVN1 ->
  • Allen & Overy: What do Maria Sharapova and the FCA's enforcement process have in common? — A&O https://t.co/3vEimzGdqj ->
  • For IPOs, Two Law Firms Could be Better than One | The Recorder https://t.co/3DtACFhtlK ->
  • Australia: Insider trading is greedy, not glamorous, and it hurts us all – EconoTimes https://t.co/mMfmYtTpnP ->
  • Hard to keep staff on what it pays – Serious Fraud Office | https://t.co/yRbFcj0ECk https://t.co/tqvhzVh5Ad ->
  • U.K. Watchdog Opens Inquiries into Major Accounting Firms | Bloomberg BNA https://t.co/fO1qLYU5Cl ->
  • Silicon Valley in the Crosshairs: SEC and DOJ Target Fraud Involving Pre-IPO Companies | Perkins Coie – JDSupra https://t.co/TuzGfHvkBx ->
  • SEC Enforcement Action Highlights Need for PE Fund Advisers to Address Potential Broker-Dealer Issue — Kramer Levin https://t.co/Tv47V64Zus ->

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