Daily Archives: June 20, 2016, 10:29 am

SEC prevails again in latest circuit court challenge to APs| Compliance Week

Constitutional challenges to the SEC’s use of administrative proceedings to carry out enforcement actions continue to find no success in federal circuit court. Last week, the Eleventh Circuit joined three other circuits that have considered and rejected such challenges when it ruled in the SEC’s favor in two cases that had been consolidated for appeal: SEC v. Gray Financial Group and SEC…

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Chipotle shareholders file lawsuit against restaurant, claim insider trading – AP

Some shareholders of Chipotle stock have filed a suit against the Mexican restaurant chain, saying that company executives awarded themselves “hundreds of millions” of dollars just before stock prices plummeted in response to an E. coli breakout, according to Colorado Public Radio. via Chipotle shareholders file lawsuit against restaurant, claim insider trading – AP

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