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Browse: Home / 2016 / June / 20 / SEC prevails again in latest circuit court challenge to APs| Compliance Week

SEC prevails again in latest circuit court challenge to APs| Compliance Week

By Securities Docket on June 20, 2016, 10:29 am

Constitutional challenges to the SEC’s use of administrative proceedings to carry out enforcement actions continue to find no success in federal circuit court. Last week, the Eleventh Circuit joined three other circuits that have considered and rejected such challenges when it ruled in the SEC’s favor in two cases that had been consolidated for appeal: SEC v. Gray Financial Group and SEC v. Hill.

via SEC prevails again in latest circuit court challenge to APs | Compliance Week.

Posted in SEC, Top | Tagged Appellate, APs

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