‘Enforcement 40’ for 2020
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By Securities Docket on June 23, 2016, 3:29 pm
Please join Brad Bondi and Michael Wheatley of Cahill Gordon & Reindel for this free webcast.
By Securities Docket on June 23, 2016, 1:29 pm
Like many auditors, Berman had inserted a clause into his contract that required MusclePharm to pay his legal expenses in the event of such an investigation. But the SEC didn’t like that arrangement. This March, the SEC filed an action against him, in effect telling Berman to pay his own legal expenses if he wanted to be considered an independent […]
By Securities Docket on June 23, 2016, 10:16 am
Instead of trying to come up with new ways to repeatedly express public “disappointment” in the SEC, perhaps the U.S. Senate could simply do its own job and vote on the two nominees that President Obama nominated to join the Commission back in October 2015? Yes? No? Maybe? via ‘Hold’ everything: SEC may be stuck […]
By Securities Docket on June 23, 2016, 8:55 am
Get caught up with the Securities Docket News Wire for June 22, 2016.
By Securities Docket on June 23, 2016, 8:45 am
Federal prosecutors in Manhattan are pursuing insider trading cases on a pace not seen since 2012 – before a major appellate ruling limited their ability to bring charges against hedge fund managers and other traders. So far this year, U.S. Attorney Preet Bharara, known for high-profile prosecutions of wrongdoing on Wall Street, has announced charges […]