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Browse: Home / 2016 / June / 29 / SEC’s Dabney O’Riordan Named Co-Chief of Asset Mgmt Unit | Compliance Week

SEC’s Dabney O’Riordan Named Co-Chief of Asset Mgmt Unit | Compliance Week

By Securities Docket on June 29, 2016, 3:29 pm

Yesterday, C. Dabney O’Riordan of the SEC’s Los Angeles Regional Office was named co-chief of the Division of Enforcement’s Asset Management Unit. She fills the co-chief role left vacant when Marshall Sprung left the agency in April 2016 to join Blackstone Group LP as a managing director and the firm’s global head of compliance.

via SEC’s Dabney O’Riordan Named Co-Chief of Asset Mgmt Unit | Compliance Week

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Posted in SEC, Top | Tagged asset management, Regulators

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