‘Enforcement 40’ for 2020
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By Securities Docket on July 1, 2016, 11:34 am
On Wednesday, the SEC suffered its first trial setback in its FY 2016 federal court trials. Following a trial in the U.S. District Court for the District of New Mexico, a jury reportedly found against the SEC and in favor of two former executives of Thornburg Mortgage (now known as TMST Inc.) on five counts and was unable […]