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Browse: Home / 2016 / July / 01 / 2016 SEC trial scorecard update: New Mexico verdict hands agency first loss | Compliance Week

2016 SEC trial scorecard update: New Mexico verdict hands agency first loss | Compliance Week

By Securities Docket on July 1, 2016, 11:34 am

On Wednesday, the SEC suffered its first trial setback in its FY 2016 federal court trials. Following a trial in the U.S. District Court for the District of New Mexico, a jury reportedly found against the SEC and in favor of two former executives of Thornburg Mortgage (now known as TMST Inc.) on five counts and was unable to reach a verdict on five others.

via 2016 SEC trial scorecard update: New Mexico verdict hands agency first loss | Compliance Week

Posted in SEC, Top | Tagged Trials

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