‘Enforcement 40’ for 2020
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By Securities Docket on July 15, 2016, 11:35 am
This week, the SEC announced that it had approved several amendments to its rules of practice regarding administrative proceedings. Most notably, the new rules provide parties to APs — for the first time — with the opportunity to conduct a limited number of depositions. The SEC also made several other minor tweaks to rules governing the timelines […]