Approved Amendments to SEC Rules Include Depositions in APs | Compliance Week

This week, the SEC announced that it had approved several amendments to its rules of practice regarding administrative proceedings. Most notably, the new rules provide parties to APs — for the first time — with the opportunity to conduct a limited number of depositions. The SEC also made several other minor tweaks to rules governing the timelines of administrative proceedings, the admissibility of certain types of evidence, and other rules.

via Approved Amendments to SEC Rules Include Depositions in APs | Compliance Week