‘Enforcement 40’ for 2020
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By Securities Docket on July 25, 2016, 2:21 pm
Time well spent. While the Securities and Exchange Commission (SEC) focused a lot of its time and resources planning and coordinating resolutions of Foreign Corrupt Practices Act (FCPA) cases in 2015, it is proving to pay off in 2016. The SEC has already collected a staggering $895 million plus this year in resolutions with four […]
By Securities Docket on July 25, 2016, 12:14 pm
The SEC announced on Friday that Vincente L. Martinez, Chief of the SEC’s Office of Market Intelligence, is leaving the agency next month. Martinez has led OMI since 2013, when he returned to the SEC to succeed Thomas A. Sporkin as Chief of OMI. The SEC stated that Victor J. Valdez will serve as Acting Chief of OMI […]