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Browse: Home / 2016 / August / 18 / Defendant in SEC Insider Trading Action Found Guilty by Federal Jury in a Related Criminal Case — SEC Press Release

Defendant in SEC Insider Trading Action Found Guilty by Federal Jury in a Related Criminal Case — SEC Press Release

By Securities Docket on August 18, 2016, 12:28 pm

The SEC’s action, which remains pending, seeks an injunction against Sean Stewart and Robert Stewart from further violations of the charged provisions of the federal securities laws, disgorgement of ill-gotten gains, civil penalties, and an officer and director bar against Robert Stewart.

via Defendant in SEC Insider Trading Action Found Guilty by Federal Jury in a Related Criminal Case

Posted in Criminal, SEC, Top | Tagged Convictions, Insider Trading

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