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Join the Securities Litigation and Enforcement Group on LinkedInSecurities Docket News Wire for September 29, 2016
Get caught up with the Securities Docket News Wire for September 29, 2016.
Time for ‘Le Journal de Jérôme Kerviel, Part Deux?’ | Compliance Week
Back in September 2008, I wrote about the latest twist in the saga of Jérôme Kerviel — a comic book created to recount the incredible story of the then-31-year old junior trader who nearly brought down French bank, Société Générale, with his rogue trading. In light of the Kerviel-related events since 2008, including this week, […]
Former A.I.G Chief Spars With Prosecutor at His Fraud Trial – The New York Times
Maurice R. Greenberg, the former chief executive of American International Group, clashed with a New York State prosecutor on Wednesday over the extent of his role in a transaction at the center of his civil accounting fraud trial. via Former A.I.G Chief Spars With Prosecutor at His Fraud Trial – The New York Times
Prosecutions from the Financial Crisis: When Is It Safe to Come Out of the Woods? – Forbes
Recently, however, a number of news articles proclaim the end of financial crisis-related prosecutions, which raises the question, is it really over? The answer is, probably not, but maybe soon. via Prosecutions from the Financial Crisis: When Is It Safe to Come Out of the Woods? – Forbes
Jane Norberg named chief of SEC’s Office of Whistleblower | Compliance Week
Yesterday, the SEC named Jane Norberg as the new Chief of the SEC’s Office of the Whistleblower. Norberg, previously the Acting Chief, fills the position left vacant when Sean McKessy left the agency this summer. via Jane Norberg named chief of SEC’s Office of Whistleblower | Compliance Week
Securities Docket News Wire for September 28, 2016
Get caught up with the Securities Docket News Wire for September 28, 2016.
SEC won’t pursue clawbacks in Weatherford accounting fraud case – MarketWatch
The U.S. Securities and Exchange Commission will force Weatherford International to pay a $140 million penalty to settle charges it inflated earnings and understated taxes, but it will not force the oil-services company to claw back excess incentive compensation paid to its CEO and CFO. via SEC won’t pursue clawbacks in Weatherford accounting fraud case […]
Securities Docket News Wire for September 27, 2016
Get caught up with the Securities Docket News Wire for September 27, 2016.
Securities Docket News Wire for September 26, 2016
Get caught up with the Securities Docket News Wire for September 26, 2016.
Securities Docket News Wire for September 23, 2016
Get caught up with the Securities Docket News Wire for September 23, 2016.