‘Enforcement 40’ for 2020
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By Securities Docket on September 13, 2016, 7:27 pm
Last month, the U.S. Securities and Exchange Commission announced that it had paid out more than $100 million in awards to whistleblowers. This month, financial institutions in the United Kingdom have to start implementing programs that encourage whistleblowers to report corporate malpractice to an in-house “champion.” The hope, in part, is that this approach will […]
By Securities Docket on September 13, 2016, 8:55 am
Get caught up with the Securities Docket News Wire for September 12, 2016.