‘Enforcement 40’ for 2020
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By Securities Docket on September 15, 2016, 12:54 pm
Former Securities and Exchange Commissioner Luis Aguilar is joining Falcon Cyber Investments LLC, a private equity firm that invests in cybersecurity, the firm said Sept. 12. Aguilar stepped down from the agency at the end of 2015 after more than seven years in the position. via Ex-SEC Commissioner Aguilar Joins Cyber Investment Firm | Bloomberg […]
By Securities Docket on September 15, 2016, 8:55 am
Get caught up with the Securities Docket News Wire for September 14, 2016.
By Securities Docket on September 15, 2016, 7:44 am
Elizabeth Warren and other senators on a banking committee will have the chance to drill the head of Wells Fargo next week over a million illegal accounts opened for customers without their knowledge, both sides said Tuesday. Wells Fargo Chairman and CEO John G. Stumpf accepted an invitation to testify before the Senate Committee on […]
By Securities Docket on September 15, 2016, 7:42 am
Massachusetts Senator Elizabeth Warren on Thursday requested a formal investigation into why the Obama administration did not bring criminal charges individuals and corporation involved in the 2007-2008 financial crisis. In a letter sent Thursday to Michael E. Horowitz, the Inspector General of the Department of Justice, Warren said her staff had found that members of […]