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Browse: Home / 2016 / September / 16 / INSIGHT: SEC delivering on promise to scrutinize private equity firms — Reuters Regulatory Intelligence

INSIGHT: SEC delivering on promise to scrutinize private equity firms — Reuters Regulatory Intelligence

By Securities Docket on September 16, 2016, 8:48 am

As a result of the SEC probe and despite public warnings, the SEC has now announced approximately a dozen actions against PE managers, including some of the largest and most prominent firms. Penalties, including disgorgement and fines now total nearly $150 million in settled cases.

via INSIGHT: SEC delivering on promise to scrutinize private equity firms — Reuters Regulatory Intelligence

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Posted in SEC, Top | Tagged Private equity

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