‘Enforcement 40’ for 2020
Join Us On LinkedIn
Join the Securities Litigation and Enforcement Group on LinkedIn
You are browsing the site archives by date.
By Securities Docket on September 20, 2016, 9:38 am
In an interview for an article in the Wall Street Journal, Wells Fargo CEO John Stumpf explained that it was the fault of the over 5,300 rogue employees who engaged in the fraudulent conduct of opening over 2 million unauthorized accounts, not the bank, not the board, and certainly senior management. We know the number […]
Posted in Industry, SEC, Top | Tagged Wells Fargo
By Securities Docket on September 20, 2016, 8:55 am
Get caught up with the Securities Docket News Wire for September 19, 2016.