‘Enforcement 40’ for 2020
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By Securities Docket on October 12, 2016, 8:55 am
Get caught up with the Securities Docket News Wire for October 11, 2016.
By Securities Docket on October 12, 2016, 7:45 am
It’s been a pretty good year for the bribery fighters at the Securities and Exchange Commission. Among recently settled cases are allegations that a hedge fund spent hundreds of millions of dollars to bribe African officials and that a Dutch phone company got into Uzbekistan by funneling $114 million to the Uzbek president’s family. via […]
By Securities Docket on October 12, 2016, 7:44 am
Oct 12 Australia’s No. 1 class action law firm Slater & Gordon Ltd is facing a class action of its own after a rival firm said it will file suit on Wednesday seeking at least A$250 million ($190 million) over alleged failings in Slater & Gordon’s stock market disclosure. Law firm Maurice Blackburn said in […]
By Securities Docket on October 12, 2016, 7:27 am
The Securities and Exchange Commission announced Tuesday it has again shattered its record for the number of enforcement cases it is brought—adding to a string of broken records that, in part, is thanks to the likes of City of Devils Lake, N.D. The SEC brought 868 cases for the 12 months through September, its highest-ever […]