‘Enforcement 40’ for 2020
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By Securities Docket on October 17, 2016, 5:22 pm
SEC Director Andrew Ceresney has pay-to-play in mind — and has put public pensions on notice that the agency is watching. The SEC is stepping up its coordination with the FBI and U.S. Attorney’s Office as it looks into pay-to-play schemes involving public pensions, Ceresney said at the Securities Enforcement Forum in Washington last week. via […]
By Securities Docket on October 17, 2016, 5:20 pm
A long-running feud between a leading critic of the finance industry in the Senate and the head of the Securities and Exchange Commission reached a new peak on Friday, when Sen. Elizabeth Warren, D-Mass., asked President Barack Obama to replace SEC chair Mary Jo White. via Elizabeth Warren urges President Obama to remove the head […]
By Securities Docket on October 17, 2016, 5:18 pm
Slater and Gordon has responded to Maurice Blackburn Lawyers’ recent filing of a $250 million class action, saying it has engaged external legal advisers and will “vigorously defend the claim”. In an ASX market update yesterday, Slater and Gordon confirmed it had been served with a class action by Maurice Blackburn. via Slater and Gordon hits […]
By Securities Docket on October 17, 2016, 4:13 pm
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