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Highlights from Securities Enforcement Forum 2016
Photos and highlights from Securities Enforcement Forum 2016.
Sen. Warren Asks President Obama to Appoint New SEC Chair | Compliance Week
Apparently, you can only express your “disappointment” in someone so many times before you need to go to Plan B — taking it up with their boss. That is where things stand now between U.S. Senator Elizabeth Warren and SEC Chair Mary Jo White after Warren’s October 14, 2016 letter to President Obama asking the President to demote […]
Ceresney Warning: Expect Continued SEC Enforcement Activity Regarding Municipal Securities | The National Law Review
In the keynote address at the 2016 Securities Enforcement Forum last week, Andrew J. Ceresney, Director of the SEC’s Division of Enforcement, made clear that the SEC will continue and even expand its focus on the public finance market, particularly in the municipal securities area. via Ceresney Warning: Expect Continued SEC Enforcement Activity Regarding Municipal […]
Billionaire Steve Cohen: Inside His Hedge Fund Comeback — Fortune
On the night of Jan. 8, 2016, Steven A. Cohen walked into a steak house just east of Times Square. It was Friday, and the stock market had just closed out a brutally bloody first week of the year. But no matter: This was Exoneration Day, according to Cohen’s friend and former investor Anthony Scaramucci, […]