Ceresney Warning: Expect Continued SEC Enforcement Activity Regarding Municipal Securities | The National Law Review

By Securities Docket on October 20, 2016, 9:07 am

In the keynote address at the 2016 Securities Enforcement Forum last week, Andrew J. Ceresney, Director of the SEC’s Division of Enforcement, made clear that the SEC will continue and even expand its focus on the public finance market, particularly in the municipal securities area.

via Ceresney Warning: Expect Continued SEC Enforcement Activity Regarding Municipal Securities | The National Law Review