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Browse: Home / 2016 / October / 27 / SEC’s Sketchy Insider Trading Definition Sparks Enforcement Actions — ThinkAdvisor

SEC’s Sketchy Insider Trading Definition Sparks Enforcement Actions — ThinkAdvisor

By Securities Docket on October 27, 2016, 8:53 am

The Securities and Exchange Commission’s ill-defined and unsettled legal definition of insider trading is making it harder for advisors to understand how to comply with the rule—and advisors’ misunderstanding is likely resulting in more SEC enforcement actions.

via SEC’s Sketchy Insider Trading Definition Sparks Enforcement Actions — ThinkAdvisor

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Posted in SEC, Top | Tagged Insider Trading

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