Subscribe
‘Enforcement 40’ for 2020
Our Sponsors
Join Us On LinkedIn
Join the Securities Litigation and Enforcement Group on LinkedInWill SEC Chair White stay at agency until her successor is in place? | Compliance Week
SEC Chair White has reportedly been asked by both the Clinton and Trump campaigns if she will consider staying on until her successor is in place. Congress’ failure to act on two existing commissioner vacancies on the five-person SEC has further raised the stakes on this decision. via Will SEC Chair White stay at agency […]
Oft-divided SEC speaks with one voice when suing corporations -records | Reuters
The U.S. Securities and Exchange Commission has released a collection of internal voting records, long held secret, that reveal it to be less divided than is commonly thought. The new data reveal that the agency’s commissioners vote unanimously almost every time they take companies and executives to federal court, in contrast to the public and […]
Securities Docket News Wire for October 27, 2016
Get caught up with the Securities Docket News Wire for October 27, 2016.
The Problem With Elizabeth Warren – The New York Times
I refer of course to Elizabeth Warren, our senior senator and, as it were, the nation’s unelected regulatory czar. Ms. Warren’s latest provocation was to send a letter to President Obama this month demanding the removal of Mary Jo White, chairwoman of the Securities and Exchange Commission. Ms. White, she said, had demonstrated her unsuitability […]