‘Enforcement 40’ for 2020
Join Us On LinkedIn
Join the Securities Litigation and Enforcement Group on LinkedIn
You are browsing the site archives by date.
By Securities Docket on November 2, 2016, 9:19 am
Distressed debt investor Lynn Tilton on Tuesday denied charges that she misled investors in her private equity fund, telling a judge she gave her clients exactly what they asked for. “The cash flows tell the story,” Tilton, the head of Patriarch Partners, said during nearly four hours of testimony at the Securities and Exchange Commission […]
By Securities Docket on November 2, 2016, 9:17 am
However, in an effort to ensure greater cybersecurity preparedness, U.S. Sen. Jack Reed (D-R.I.) and Susan Collins (R-Maine) introduced the Cybersecurity Disclosure Act of 2015 to Congress in December 2015. Designed to promote transparency, the proposed bill — S. 2410 — would require publicly traded U.S. companies to have at least one cybersecurity expert on […]
By Securities Docket on November 2, 2016, 8:55 am
Get caught up with the Securities Docket News Wire for November 1, 2016.
By Securities Docket on November 2, 2016, 8:45 am
Mark Lyttleton, a former BlackRock Inc. portfolio manager, pleaded guilty to two counts of insider trading, becoming the latest high-profile figure snared in the U.K. regulator’s crackdown on the crime. Lyttleton entered his plea Wednesday in a London court after a third count was dropped. He was accused by the U.K. Financial Conduct Authority of […]