‘Enforcement 40’ for 2020
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By Securities Docket on November 9, 2016, 2:29 pm
Yesterday, the U.S. voted to make Donald Trump the next President of the United States. What does this mean for the SEC and financial regulation? The short answer is that it is still far too early to know at this time. We do know a couple of things, however. via What does President Trump mean for the SEC? […]
By Securities Docket on November 9, 2016, 11:55 am
November begins the final push for the compliance conference season, which customarily ends with the ACI National FCPA Conference. During November and into early December, Department of Justice (DOJ) officials have traditionally given remarks about various areas of interest for the compliance practitioner. The DOJ continued the tradition of providing solid information to the compliance […]