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By Securities Docket on November 15, 2016, 8:55 am
Get caught up with the Securities Docket News Wire for November 14, 2016.
By Securities Docket on November 15, 2016, 8:50 am
The SEC is normally governed by five commissioners, including three from the president’s party and two from the other. President Barack Obama nominated two candidates to fill the existing vacancies more than a year ago, but the gridlocked Senate hasn’t confirmed them. Republican Commissioner Michael Piwowar is likely to lead the agency as acting chairman […]
By Securities Docket on November 15, 2016, 8:47 am
While it’s early in the process, a number of names are being floated as possible contenders, according to people close to the transition, finance industry trade groups, congressional aides and SEC staff members. Gallagher and Atkins, who is chief executive officer of Patomak Partners, are both possible contenders as are Proskauer Rose LLP lawyer Ralph Ferrara, a […]
By Securities Docket on November 15, 2016, 8:40 am
There had been some discussion recently that perhaps SEC Chair Mary Jo White might stay on as chair until President-elect Trump found a new head for the agency, but no more. White announced yesterday that she intends to depart the SEC at the end of the Obama Administration. via SEC’s Chair White to depart agency with Obama | Compliance Week