Subscribe
‘Enforcement 40’ for 2020
Our Sponsors
Join Us On LinkedIn
Join the Securities Litigation and Enforcement Group on LinkedInSecurities Docket News Wire for November 14, 2016
Get caught up with the Securities Docket News Wire for November 14, 2016.
SEC Chairman White to Leave Agency, Opening Door to Conservative Shift – WSJ
The SEC is normally governed by five commissioners, including three from the president’s party and two from the other. President Barack Obama nominated two candidates to fill the existing vacancies more than a year ago, but the gridlocked Senate hasn’t confirmed them. Republican Commissioner Michael Piwowar is likely to lead the agency as acting chairman […]
SEC’s White Says She Will Step Aside When Obama Leaves Office – Bloomberg
While it’s early in the process, a number of names are being floated as possible contenders, according to people close to the transition, finance industry trade groups, congressional aides and SEC staff members. Gallagher and Atkins, who is chief executive officer of Patomak Partners, are both possible contenders as are Proskauer Rose LLP lawyer Ralph Ferrara, a […]
SEC’s Chair White to depart agency with Obama | Compliance Week
There had been some discussion recently that perhaps SEC Chair Mary Jo White might stay on as chair until President-elect Trump found a new head for the agency, but no more. White announced yesterday that she intends to depart the SEC at the end of the Obama Administration. via SEC’s Chair White to depart agency with Obama | Compliance Week