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By Securities Docket on November 16, 2016, 11:20 am
We’ve had differences with Securities and Exchange Commission Chair Mary Jo White, who announced this week that she’ll step down in January. But anyone who inspires Sen. Elizabeth Warren to demand her demotion is doing something right. And in important ways Ms. White has done right by taxpayers during her nearly four years at the […]
By Securities Docket on November 16, 2016, 8:55 am
Get caught up with the Securities Docket News Wire for November 15, 2016.
By Securities Docket on November 16, 2016, 8:45 am
Anthony Chiasson just raised $15.7 million for his new hedge fund Aurmedis Global Investors, according to regulatory filings. It is the latest move in Chiasson’s comeback story after he successfully appealed an insider trading conviction in 2014. via Hedgie who beat insider trading conviction launches $16M fund | New York Post
By Securities Docket on November 16, 2016, 8:44 am
Trump’s decision to tap former Republican SEC Commissioner Paul Atkins to help manage the Trump team’s transition efforts at the SEC and other financial agencies offers a window into some other changes that could be in store. Atkins, the founder of the regulatory consulting firm Patomak Global Partners, is viewed by some to be a […]