‘Enforcement 40’ for 2020
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By Securities Docket on November 17, 2016, 11:16 pm
Rep. Scott Garrett, rejected by voters in North Jersey, said on Tuesday that he would be interested in serving in President-elect Donald Trump’s administration as chairman of the Securities and Exchange Commission, but it is unclear if he is being considered for the post. via Garrett interested in SEC possibility — NorthJersey
By Securities Docket on November 17, 2016, 9:48 am
Let’s take a trip way, way back in time. So far back you may hardly remember where you were or what you were doing. The year was 2007, April to be precise, and the DOJ and SEC announced (here and here) the “largest combined sanction ever imposed in an FCPA case.” The aggregate settlement amount? […]
By Securities Docket on November 17, 2016, 8:55 am
Get caught up with the Securities Docket News Wire for November 16, 2016.