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Join the Securities Litigation and Enforcement Group on LinkedInFinal trial scorecard for FY 2016: SEC goes 4-1-1 in 6 trials | Compliance Week
For the second straight year, the SEC litigated six federal court trials. This year, however, the SEC finally lost a trial — albeit with an asterisk. via Final trial scorecard for FY 2016: SEC goes 4-1-1 in 6 trials | Compliance Week
Seen enough? Here’s how to get the SEC’s attention | TechCrunch
McKessy left the agency in late July to join the Washington office of the whistleblower law firm Phillips & Cohen. He was in San Francisco this week, however, and we sat down with him to discuss a range of things, including how often the agency hears from the startup world, whether the SEC is likely […]
SEC’s White Warns: ‘Serious Mistake’ to Weaken Securities Rules — Corporate Counsel
“I would hope—and expect—that the significant enhancements we have made will be continued in future years, with the SEC acting as an aggressive and strong regulator of the federal securities laws, consistently looking to broaden our impact and strengthen deterrence of wrongdoing,” White said. “That is our duty and the SEC should continue to use […]