‘Enforcement 40’ for 2020
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By Securities Docket on November 29, 2016, 9:54 am
Tesla Motors Inc. has come under fire from the Securities and Exchange Commission for using prohibited accounting metrics and sharing that information with investors, according to regulatory correspondence. via SEC Criticizes Tesla Over ‘Tailored’ Accounting – WSJ
By Securities Docket on November 29, 2016, 9:48 am
A former Citigroup Inc. broker in New York sued the bank claiming she was reduced to “a glorified secretary” because of her gender and fired when she reported a superior for violating rules designed to prevent insider trading. via Citigroup ‘Glorified Secretary’ Fired After Accusing Boss – Bloomberg