Securities Docket News Wire for December 5, 2016

By Securities Docket on December 6, 2016, 8:55 am

Help More Whistle-Blowers – The New York Times https://t.co/FYrvVrjPkg ->
Audit Hits Regulator for Not Testing Brokerage Firms’ Cyber Security Policies — Insurance Journal https://t.co/jGqozRXeOl ->
The SEC’s Annual Report on the Dodd-Frank Whistleblower Program Shows Increased Activity | Snell & Wilmer – JDSupra https://t.co/hyTJxlK6dS ->
Enron’s Legacies, a Decade and a Half Later | The D&O Diary https://t.co/87kMviV8OU ->
FINRA Could Step In If DOL Fiduciary Rule Is Repealed–And That’s Good News – Focus on Funds – Barrons https://t.co/TeATspEaB0 ->
SEC Awards $3.5 Million To Whistleblower — SEC Press Release https://t.co/3E5LEvAmYM ->