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Browse: Home / 2016 / December / 15 / Finra enforcement chief Brad Bennett to resign — Investment News

Finra enforcement chief Brad Bennett to resign — Investment News

By Securities Docket on December 15, 2016, 1:25 pm

J. Bradley Bennett, Finra executive vice president and chief of enforcement, will leave the organization early next year, the broker-dealer self-regulator announced Thursday morning.

Finra has named Susan Schroeder, deputy head of enforcement, as acting chief while it conducts a search for Mr. Bennett’s replacement.

via Finra enforcement chief Brad Bennett to resign — Investment News

Posted in Industry, People, Top | Tagged FINRA

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