‘Enforcement 40’ for 2020
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By Securities Docket on December 22, 2016, 1:22 pm
Please join Patrick F. Stokes, Sean X. McKessy, F. Joseph Warin, John W.F. Chesley, Erika A. Kelton and Jim Barratt for this free webcast.
By Securities Docket on December 22, 2016, 10:48 am
A former portfolio manager who was responsible for investing $53 billion in New York State employee retirement funds took over $100,000 in bribes in exchange for steering more than $2 billion in fixed-income business to two brokers, earning them and their firms millions of dollars in commissions, federal authorities said on Wednesday. via Official Took […]
Posted in Criminal, Top | Tagged Pay-to-Play
By Securities Docket on December 22, 2016, 10:09 am
A jury in London found a former executive of construction services company Sweett Group PLC guilty on two counts of destruction of evidence in relation to a bribery and corruption investigation by the Serious Fraud Office. via U.K. Executive Jailed for Destruction of Evidence in Bribery Case – Risk & Compliance Journal. – WSJ
By Securities Docket on December 22, 2016, 8:55 am
Get caught up with the Securities Docket News Wire for December 21, 2016.