‘Enforcement 40’ for 2020
Our Sponsors
Join Us On LinkedIn
Join the Securities Litigation and Enforcement Group on LinkedInSEC and DOJ allege insider trading related to hacked law firms | Compliance Week
Yesterday, the SEC and the DOJ separately announced significant cases against three Chinese traders who made nearly $3 million in illegal profits by hacking into the computer networks of two “prominent New York-based law firms.” The three men allegedly traded in the securities of at least three public companies based on confidential information they stole from the law firms that […]
Securities Docket News Wire for December 27, 2016
Get caught up with the Securities Docket News Wire for December 27, 2016.
Securities Docket News Wire for December 24, 2016
Get caught up with the Securities Docket News Wire for December 24, 2016.
Securities Docket News Wire for December 23, 2016
Get caught up with the Securities Docket News Wire for December 23, 2016.
Former SEC Chief Litigation Counsel Solomon Joining Cleary Gottlieb | Compliance Week
Late last month, the SEC announced the departure of Matthew C. Solomon, the Chief Litigation Counsel for the agency’s Enforcement Division. Since September 2013, Solomon had led the Enforcement Division’s litigation program, which includes 48 attorneys in Washington, D.C. and more than 100 additional litigators throughout the SEC’s regional offices. This week, law firm Cleary Gottlieb announced […]
Trump pressures Lockheed, says told Boeing to price out fighter aircraft | Reuters
Trump’s jockeying for leverage via his Twitter account is likely to be a hurdle for all U.S. defense contractors in the next administration, Roman Schweizer, aerospace and defense analyst at financial services firm Cowen & Co, wrote in a note to clients on Thursday. “We have no idea how this plays out but believe ‘Twitter […]
Securities Docket News Wire for December 22, 2016
Get caught up with the Securities Docket News Wire for December 22, 2016.
Jan. 18 Webcast: Navigating the Minefield of Dodd-Frank’s Whistleblower Provisions and the FCPA (2016 Update)
Please join Patrick F. Stokes, Sean X. McKessy, F. Joseph Warin, John W.F. Chesley, Erika A. Kelton and Jim Barratt for this free webcast.
Official Took Bribes to Steer Pension Funds to Brokers, U.S. Says – The New York Times
A former portfolio manager who was responsible for investing $53 billion in New York State employee retirement funds took over $100,000 in bribes in exchange for steering more than $2 billion in fixed-income business to two brokers, earning them and their firms millions of dollars in commissions, federal authorities said on Wednesday. via Official Took […]
U.K. Executive Jailed for Destruction of Evidence in Bribery Case – Risk & Compliance Journal. – WSJ
A jury in London found a former executive of construction services company Sweett Group PLC guilty on two counts of destruction of evidence in relation to a bribery and corruption investigation by the Serious Fraud Office. via U.K. Executive Jailed for Destruction of Evidence in Bribery Case – Risk & Compliance Journal. – WSJ